Best Execution
Refreshed April 2025 | CPD time: 45 Minutes
Best execution is the duty of any investment services firm, such as a stockbroker, who executes orders on behalf of customers to ensure the best execution possible for their customers' orders. This module examines what best execution is, the rules and instructions, how to achieve it, how it is monitored, order execution policies, information to clients and client consent, and best execution for specific types of firms.
1. What is Best Execution?
2. Achieving Best Execution
3. Order Execution Policies
4. Monitoring, the Rules, and Instructions
5. Best Execution for Specific Types of Firm
Module Test